September 2019 - Scott Lane Law

The Battle over Fiduciary Duty: What’s Going on and Why it Matters

by scottlanelaw | Sep 20, 2019 | Investor Advice

On June 9, 2019, six states and the District of Columbia filed a lawsuit against the U.S. Securities and Exchange Commission (SEC) over a final rule issued by the SEC. Although this isn’t the first time a state or group of states sued the SEC, it’s not a common...

The Battle over Fiduciary Duty: What’s Going on and Why it Matters

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